Decisions and Reports, Том 9U.S. Government Printing Office, 1943 |
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Страница 6
United States. Securities and Exchange Commission. outstanding common stock . During this period , the Continental Casualty Company has regularly paid dividends with the exception of the year 1933 . 5. The Chicago Corporation is offered ...
United States. Securities and Exchange Commission. outstanding common stock . During this period , the Continental Casualty Company has regularly paid dividends with the exception of the year 1933 . 5. The Chicago Corporation is offered ...
Страница 24
... period of holdings of this type of security was reached , when applicant owned on a cost basis $ 1,398,266.83 of such securities . " During 1935 applicant began to dispose of its investment securi- ties , and by the end of the year it ...
... period of holdings of this type of security was reached , when applicant owned on a cost basis $ 1,398,266.83 of such securities . " During 1935 applicant began to dispose of its investment securi- ties , and by the end of the year it ...
Страница 33
... period ended November 30 , 1940 , the declar- ant charged to income $ 316,963.22 for maintenance and $ 298,598.33 for provision for retirements , renewals , and replacements of fixed capital , such sums being 7.25 and 7.69 percent ...
... period ended November 30 , 1940 , the declar- ant charged to income $ 316,963.22 for maintenance and $ 298,598.33 for provision for retirements , renewals , and replacements of fixed capital , such sums being 7.25 and 7.69 percent ...
Страница 45
... period of time during which there may be a discrepancy between the offer- ing and the redemption price of shares and their asset value . So long as such a discrepancy exists , it is possible for securities to be purchased at one price ...
... period of time during which there may be a discrepancy between the offer- ing and the redemption price of shares and their asset value . So long as such a discrepancy exists , it is possible for securities to be purchased at one price ...
Страница 82
... period in which the bills discussed provided for a " single geographically and economically integrated public utility system serving an economic region in a single state or extending into two or more contiguous states . " At the time ...
... period in which the bills discussed provided for a " single geographically and economically integrated public utility system serving an economic region in a single state or extending into two or more contiguous states . " At the time ...
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Чести термини и фразе
acquisition American applicant's assets Bond and Share Boston Stock Exchange capital surplus Chairman Eicher Columbia Gas Columbia Oil Commission Commissioners Healy common stock debentures debt December 31 declarant depreciation reserve directors dividends earned surplus Electric Company exemption filed Gas and Electric Gas Company Holding Company Act holding company system income integrated public utility issue issuer Light Company mortgage bonds Ogden Corporation outstanding Panhandle Eastern pany par value percent Power & Light Power Company preferred stock principal amount pro forma proceeding protection of investors public interest Public Service Company Public Utility Holding public utility system purchase pursuant to Section registered holding company reorganization requirements respect respondents Rule Section 11 Securities Exchange Act Standard Gas Stock Exchange stockholders subsidiary companies Terre Haute thereof tion trustee underwriter unlisted trading privileges utility company Utility Holding Company voting Wisconsin York Curb Exchange York Stock Exchange
Популарни одломци
Страница 223 - ... from engaging in or continuing any conduct or practice in connection with any such activity, or in connection with the purchase or sale of any security...
Страница 319 - No broker or dealer shall make use of the mails or of any means or instrumentality of interstate commerce to effect any transaction in, or to induce or attempt to induce the purchase or sale of, any security (other than an exempted security or commercial paper, bankers...
Страница 753 - ... (2) in case of the acquisition of securities or utility assets, the consideration, including all fees, commissions, and other remuneration, to whomsoever paid, to be given, directly or indirectly, in connection with such acquisition is not reasonable or does not bear a fair relation to the sums invested in or the earning capacity of the utility assets to be acquired or the utility assets underlying the securities to be acquired...
Страница 246 - sell" includes every contract of sale of, contract to sell, or disposition of, a security or interest in a security for value; (2) "Offer" or "offer to sell" includes every attempt or offer to dispose of, or solicitation of an offer to buy, a security or interest in a security for value...
Страница 610 - ... take such steps as the Commission shall find necessary to ensure that the corporate structure or continued existence of any company In the holdingcompany system does not unduly or unnecessarily complicate the structure, or unfairly or inequitably distribute voting power among security holders, of such holdingcompany system.
Страница 782 - There is, of course, no more persuasive evidence of the purpose of a statute than the words by which the legislature undertook to give expression to its wishes.
Страница 682 - That the Commission hereby created shall have authority to inquire into the management of the business of all common carriers subject to the provisions of this act, and shall keep itself informed as to the manner and method in which the same is conducted...
Страница 400 - ... per centum or more of whose outstanding voting securities are directly or indirectly owned, controlled, or held with power to vote, by such other...
Страница 243 - ... possessing all the rights, privileges, powers and franchises as well of a public as of a private nature, and being subject to all the restrictions, disabilities and duties of each of such corporations so consolidated...
Страница 249 - ... such a controlling influence over the management or policies of any public-utility or holding company as to make it necessary or appropriate in the public interest or for the protection of investors or consumers that the applicant be subject to the obligations, duties, and liabilities imposed in this title upon holding companies.