Decisions and Reports, Том 9U.S. Government Printing Office, 1943 |
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Страница 38
... requirements of Section 15A ( b ) ( 7 ) of the Securities Exchange Act of 1934 , Sections 22 ( a ) and ( b ) of the Investment Company Act of 1940 and permitted to become effective . DISTRIBUTION , REDEMPTION AND REPURCHASE OF ...
... requirements of Section 15A ( b ) ( 7 ) of the Securities Exchange Act of 1934 , Sections 22 ( a ) and ( b ) of the Investment Company Act of 1940 and permitted to become effective . DISTRIBUTION , REDEMPTION AND REPURCHASE OF ...
Страница 39
... requirements of subsection ( b ) and subsection ( d ) . 3 The relevant provisions of Section 22 of the Investment Company Act are as follows : Sec . 22 ( a ) A securities association registered under Section 15A of the Secu- rities ...
... requirements of subsection ( b ) and subsection ( d ) . 3 The relevant provisions of Section 22 of the Investment Company Act are as follows : Sec . 22 ( a ) A securities association registered under Section 15A of the Secu- rities ...
Страница 48
... requirements of this rule as the parties may deem pertinent or appropriate , but the failure so to include any such other requirement shall not exempt any trans- action from the effect of this rule or any part thereof . ( d ) No member ...
... requirements of this rule as the parties may deem pertinent or appropriate , but the failure so to include any such other requirement shall not exempt any trans- action from the effect of this rule or any part thereof . ( d ) No member ...
Страница 78
... requirements of the concept of a single integrated system ; and ( 4 ) the argument_that_the_legislative history of the Act indicates that Congress intended that both gas and electric utility properties might be embraced in a single ...
... requirements of the concept of a single integrated system ; and ( 4 ) the argument_that_the_legislative history of the Act indicates that Congress intended that both gas and electric utility properties might be embraced in a single ...
Страница 81
... requirements are set out and this language fol- lows : " and which under normal conditions may be economically ... requirement , but in the definition of each type of system . The inference which must be drawn is that Congress intended ...
... requirements are set out and this language fol- lows : " and which under normal conditions may be economically ... requirement , but in the definition of each type of system . The inference which must be drawn is that Congress intended ...
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acquisition American applicant's assets Bond and Share Boston Stock Exchange capital surplus Chairman Eicher Columbia Gas Columbia Oil Commission Commissioners Healy common stock debentures debt December 31 declarant depreciation reserve directors dividends earned surplus Electric Company exemption filed Gas and Electric Gas Company Holding Company Act holding company system income integrated public utility issue issuer Light Company mortgage bonds Ogden Corporation outstanding Panhandle Eastern pany par value percent Power & Light Power Company preferred stock principal amount pro forma proceeding protection of investors public interest Public Service Company Public Utility Holding public utility system purchase pursuant to Section registered holding company reorganization requirements respect respondents Rule Section 11 Securities Exchange Act Standard Gas Stock Exchange stockholders subsidiary companies Terre Haute thereof tion trustee underwriter unlisted trading privileges utility company Utility Holding Company voting Wisconsin York Curb Exchange York Stock Exchange
Популарни одломци
Страница 223 - ... from engaging in or continuing any conduct or practice in connection with any such activity, or in connection with the purchase or sale of any security...
Страница 319 - No broker or dealer shall make use of the mails or of any means or instrumentality of interstate commerce to effect any transaction in, or to induce or attempt to induce the purchase or sale of, any security (other than an exempted security or commercial paper, bankers...
Страница 753 - ... (2) in case of the acquisition of securities or utility assets, the consideration, including all fees, commissions, and other remuneration, to whomsoever paid, to be given, directly or indirectly, in connection with such acquisition is not reasonable or does not bear a fair relation to the sums invested in or the earning capacity of the utility assets to be acquired or the utility assets underlying the securities to be acquired...
Страница 246 - sell" includes every contract of sale of, contract to sell, or disposition of, a security or interest in a security for value; (2) "Offer" or "offer to sell" includes every attempt or offer to dispose of, or solicitation of an offer to buy, a security or interest in a security for value...
Страница 610 - ... take such steps as the Commission shall find necessary to ensure that the corporate structure or continued existence of any company In the holdingcompany system does not unduly or unnecessarily complicate the structure, or unfairly or inequitably distribute voting power among security holders, of such holdingcompany system.
Страница 782 - There is, of course, no more persuasive evidence of the purpose of a statute than the words by which the legislature undertook to give expression to its wishes.
Страница 682 - That the Commission hereby created shall have authority to inquire into the management of the business of all common carriers subject to the provisions of this act, and shall keep itself informed as to the manner and method in which the same is conducted...
Страница 400 - ... per centum or more of whose outstanding voting securities are directly or indirectly owned, controlled, or held with power to vote, by such other...
Страница 243 - ... possessing all the rights, privileges, powers and franchises as well of a public as of a private nature, and being subject to all the restrictions, disabilities and duties of each of such corporations so consolidated...
Страница 249 - ... such a controlling influence over the management or policies of any public-utility or holding company as to make it necessary or appropriate in the public interest or for the protection of investors or consumers that the applicant be subject to the obligations, duties, and liabilities imposed in this title upon holding companies.