Decisions and Reports, Том 9U.S. Government Printing Office, 1943 |
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Страница 5
... shares of which are already in its portfolio , upon the same basis as all other stockholders , and having an officer and director who is a principal underwriter of the stock thus offered , held entitled to an order exempting it from the ...
... shares of which are already in its portfolio , upon the same basis as all other stockholders , and having an officer and director who is a principal underwriter of the stock thus offered , held entitled to an order exempting it from the ...
Страница 41
... shares are characteristically distributed and redeemed . Because of the redeemability of their shares it is the custom of open - end investment companies , with rare exceptions , constantly to issue additional shares in order to prevent ...
... shares are characteristically distributed and redeemed . Because of the redeemability of their shares it is the custom of open - end investment companies , with rare exceptions , constantly to issue additional shares in order to prevent ...
Страница 43
... shares be redeemed at a price based upon actual asset value at the time of redemption , or at a price based upon the asset value upon which the current offering price of shares is based , whichever is the lower . As a result , a ...
... shares be redeemed at a price based upon actual asset value at the time of redemption , or at a price based upon the asset value upon which the current offering price of shares is based , whichever is the lower . As a result , a ...
Страница 46
... shares of an open - end investment company is for practical purposes unlimited , since the company or its distributor is always desirous of selling as many shares as the public can be induced to buy ; the demand is equally abnormal ...
... shares of an open - end investment company is for practical purposes unlimited , since the company or its distributor is always desirous of selling as many shares as the public can be induced to buy ; the demand is equally abnormal ...
Страница 84
... shares of its own preferred stocks . Engineers has presently outstanding : 156,001 shares $ 5 dividend convertible preferred stock 193,831 shares $ 5.50 cumulative dividend preferred stock 73,183 shares $ 6 cumulative dividend preferred ...
... shares of its own preferred stocks . Engineers has presently outstanding : 156,001 shares $ 5 dividend convertible preferred stock 193,831 shares $ 5.50 cumulative dividend preferred stock 73,183 shares $ 6 cumulative dividend preferred ...
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acquisition American applicant's assets Bond and Share Boston Stock Exchange capital surplus Chairman Eicher Columbia Gas Columbia Oil Commission Commissioners Healy common stock debentures debt December 31 declarant depreciation reserve directors dividends earned surplus Electric Company exemption filed Gas and Electric Gas Company Holding Company Act holding company system income integrated public utility issue issuer Light Company mortgage bonds Ogden Corporation outstanding Panhandle Eastern pany par value percent Power & Light Power Company preferred stock principal amount pro forma proceeding protection of investors public interest Public Service Company Public Utility Holding public utility system purchase pursuant to Section registered holding company reorganization requirements respect respondents Rule Section 11 Securities Exchange Act Standard Gas Stock Exchange stockholders subsidiary companies Terre Haute thereof tion trustee underwriter unlisted trading privileges utility company Utility Holding Company voting Wisconsin York Curb Exchange York Stock Exchange
Популарни одломци
Страница 223 - ... from engaging in or continuing any conduct or practice in connection with any such activity, or in connection with the purchase or sale of any security...
Страница 319 - No broker or dealer shall make use of the mails or of any means or instrumentality of interstate commerce to effect any transaction in, or to induce or attempt to induce the purchase or sale of, any security (other than an exempted security or commercial paper, bankers...
Страница 753 - ... (2) in case of the acquisition of securities or utility assets, the consideration, including all fees, commissions, and other remuneration, to whomsoever paid, to be given, directly or indirectly, in connection with such acquisition is not reasonable or does not bear a fair relation to the sums invested in or the earning capacity of the utility assets to be acquired or the utility assets underlying the securities to be acquired...
Страница 246 - sell" includes every contract of sale of, contract to sell, or disposition of, a security or interest in a security for value; (2) "Offer" or "offer to sell" includes every attempt or offer to dispose of, or solicitation of an offer to buy, a security or interest in a security for value...
Страница 610 - ... take such steps as the Commission shall find necessary to ensure that the corporate structure or continued existence of any company In the holdingcompany system does not unduly or unnecessarily complicate the structure, or unfairly or inequitably distribute voting power among security holders, of such holdingcompany system.
Страница 782 - There is, of course, no more persuasive evidence of the purpose of a statute than the words by which the legislature undertook to give expression to its wishes.
Страница 682 - That the Commission hereby created shall have authority to inquire into the management of the business of all common carriers subject to the provisions of this act, and shall keep itself informed as to the manner and method in which the same is conducted...
Страница 400 - ... per centum or more of whose outstanding voting securities are directly or indirectly owned, controlled, or held with power to vote, by such other...
Страница 243 - ... possessing all the rights, privileges, powers and franchises as well of a public as of a private nature, and being subject to all the restrictions, disabilities and duties of each of such corporations so consolidated...
Страница 249 - ... such a controlling influence over the management or policies of any public-utility or holding company as to make it necessary or appropriate in the public interest or for the protection of investors or consumers that the applicant be subject to the obligations, duties, and liabilities imposed in this title upon holding companies.