Скривена поља
Books Књиге
" No broker or dealer shall make use of the mails or of any means or instrumentality of interstate commerce to effect any transaction in, or to induce or attempt to induce the purchase or sale of, any security (other than an exempted security or commercial... "
Decisions and Reports - Страница 319
написао/ла United States. Securities and Exchange Commission - 1943
Пуни преглед - О овој књизи

Decisions and Reports, Том 11

United States. Securities and Exchange Commission - 1945 - 1290 страница
...(1) of the Securities Exchange Act reads, in part: No broker or dealer shall make use of the mails or of any means or instrumentality of interstate commerce...transaction In, or to Induce the purchase or sale of, my security . . . otherwise than on a national securities exchange, by means ol any manipulative, deceptive,...
Пуни преглед - О овој књизи

Stock Exchange Regulation. Hearing ... on H.R. 8720 ... Feb. 14 - Mar. 24, 1934

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 984 страница
...transacts a business in securities through the medium of a member or through the use of the mails or any means or instrumentality of interstate commerce to effect any transaction in a security by use of any facility of a national securities exchange or otherwise, (1) if in connection...
Пуни преглед - О овој књизи

Stock Exchange Regulation: Hearing Before the Committee on Interstate and ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 1106 страница
...transacts a business in securities through the medium of a member or through the use of the mails or any means or instrumentality of interstate commerce to effect any transaction in a security by use of any facility of a national securities exchange or otherwise, (1) if In connection...
Пуни преглед - О овој књизи

Trading in Unlisted Securities Upon Exchanges: Hearing Before the Committee ...

United States. Congress. Senate. Committee on Banking and Currency - 1936 - 140 страница
...Commission. "(c) No registered broker or dealer, nor any other person, shall make use of the mails or of any means or instrumentality of interstate commerce...commercial paper, bankers' acceptances or commercial bills, or unregistered securities the market in which is predominantly intrastate and which have not previously...
Пуни преглед - О овој књизи

Trading in Unlisted Securities Upon Exchanges: Hearing Before the Committee ...

United States. Congress. Senate. Committee on Banking and Currency - 1936 - 144 страница
...of 1934 is amended to read as follows: "SEC. 15 (a). No broker or dealer shall make use of the mails or of any means or instrumentality of interstate commerce...the purchase or sale of, any security (other than an exempted security or commercial paper, bankers' acceptances or commercial bills, or unregistered...
Пуни преглед - О овој књизи

Unlisted Securities: Hearing Before the Committee on Interstate and Foreign ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1936 - 36 страница
...broker or dealer (other than one whose business is exclusively intrastate) shall make use of the mails or of any means or instrumentality of interstate commerce...the purchase or sale of, any security (other than an exempted security or commercial paper, bankers' acceptances, or commercial bills) otherwise than...
Пуни преглед - О овој књизи

Independent Offices Appropriation Bill for 1938: Hearings Before the ...

United States. Congress. House. Committee on Appropriations - 1937 - 1180 страница
...make use of the mails or of any means or instrumentality of interstate commerce to effect transactions in or to induce the purchase or sale of any security (other than exempted securities) otherwise than on a national securities exchange, unless such broker or dealer...
Пуни преглед - О овој књизи

Decisions and Reports, Том 30

United States. Securities and Exchange Commission - 1956 - 1016 страница
...15 (e) (1) of the Securities Exchange Act provides: "No broker or dealer shall make use of the mails or of any means or instrumentality of interstate commerce...than on a national securities exchange, by means of nny manipulative, deceptive, or other fraudulent device or contrivance. The Commission shall, for the...
Пуни преглед - О овој књизи

Decisions and Reports, Том 16

United States. Securities and Exchange Commission - 1950 - 856 страница
...term is used in section 15 (c) (1) of the Act." ' Section 15 (c) (1) of the Securities Exchange Act provides : No broker or dealer shall make use of the...or to induce the purchase or sale of any security . . . otherwise than on a national securities exchange, by mean* of any manipulative, deceptive, or...
Пуни преглед - О овој књизи

Decisions and Reports

United States. Securities and Exchange Commission - 1957 - 1194 страница
...Exchange Act provides: "No broker or dealer (other than one whose business is exclusively intrastate) shall make use of the malls or of any means or instrumentality...the purchase or sale of, any security (other than an exempted security or commercial paper, bankers' acceptances, or commercial bills) otherwise than...
Пуни преглед - О овој књизи




  1. Моја библиотека
  2. Помоћ
  3. Напредна претрага књига
  4. Преузмите ePub
  5. Преузмите PDF