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Prescriptions of Merit System Defective

The main body of appointed civil servants who fall, of course, within the second group mentioned above, are subject to the provisions of Art. V, Sec. 9, so far as qualifications and fitness are concerned. This article stipulates that:

*

Appointments and promotions in the civil service of the state * shall be made according to merit and fitness, to be ascertained, so far as practicable, by examinations, which, so far as practicable, shall be competitive; provided, however, that honorably discharged soldiers and sailors from the Army and Navy of the United States in the late Civil War, who are citizens and residents of this state, shall be entitled to preference in appointments and promotions without regard to their standing on any list from which said appointments or promotions may be made. Laws shall be made to provide for the enforcement of this section.

Limited to "Examinations" as a Test for Promotion

It will be seen from the provision that the test of qualifications and fitness for appointment and promotion here established is, so far as practicable, that of the competitive examination. Experience under this constitutional requirement, while in many respects highly satisfactory, has raised grave doubts as to the desirability of limiting the judgment of comparative merits to the results of "examinations." The term "examinations" has usually been construed broadly by the courts to cover inquiries and tests which are not strictly in the nature of examinations as commonly understood; but in practice the term has often been used narrowly. Inasmuch as there is an increasing tendency to rely on educational and professional training and practical experience in determining the qualification of candidates, the question is raised whether the language of the Constitution should not be made broader and at the same time more precise.

Gives Soldiers and Sailors Preference Without Regard to Standing

Certainly there is grave doubt as to the desirability of injecting the proviso that certain soldiers and sailors shall be entitled to “preference" in appointment and promotion without regard to their standing on any list. The welfare of the state is quite as much affected by efficient civil service as it is by honorable military service. Furthermore, honorable military service is no evidence of fitness or qualification for performing one or another of the hundreds of different kinds of civil service—many of which are highly technical in character and require for their efficient performance specialized training and cumulative experience. To incorporate in the constitution a provision such as this is destructive of the whole purpose behind the popular demand that led up to the adoption of the merit system, and it is only done for reasons other than the betterment of the public service. If soldiers and sailors are of equal competence with civilians, they need no preference. If they are not, the provi

sion that they shall be preferred without regard to their standing on any list means the relaxation of discipline, the loss of faith on the part of other employees that they will be fairly dealt with, the loss of respect for the service by the men who are called upon to do the work of the government, and the lowering of the morale of those who have hitherto rendered honorable service.

Makes for Official Irresponsibility

Considering the matter, therefore, from the point of view of justice to the public interest, and to those who have spent their lives in the civil service of the state, the provision is equally indefensible. The federal government has already provided liberally for the soldier and sailor in recognition of their honorable services. For similar reasons. the state looks after their declining years by maintaining homes for them. If the state has further obligations to those who have been retired from the military service, it would be better for the military service and for the civil administration if the government should frankly grant to such soldiers and sailors pensions to equal the salaries they draw, than to continue the policy of preference wholly unrelated to fitness or quality of work done. There can be no doubt that such a preference makes for official irresponsibility and for individual incompetency by setting up conditions that are incompatible with the efficient handling of public business.

METHODS OF REMOVAL

No argument is necessary to show that the system of removals from office has as much influence upon the efficiency of the personnel as the system of appointment (see Chart II, p. 38a). An examination of the present provisions for removals shows the same confusion and lack of reasoned purpose which were found in the case of methods of appointment. The various methods of removal now employed in the state government are as follows:

1. The general power of removal by impeachment is vested in the assembly on conviction by the constituted court of trial in such cases. The expense and unwieldy character of this process of removal make it useless except in cases of charges against high officers.

2. The governor may suspend but not remove the treasurer for violation of his duty.

3. The governor may remove the superintendent of public works. and the superintendent of prisons and some statutory officers, without the consent of the senate.

4. The governor may remove a great majority of the important statutory officers only with the consent of the senate.

5.

6.

7.

Appointing officers, such as the superintendent of public works and of prisons, are frequently given the power of removing important subordinates summarily.

In some cases, the officer making removals is limited to removals for specified causes, and in other cases by general provisions, such as the requirements of the public interest or the unfitness of the incumbents, and in still other cases by no restrictions susceptible of precise definition.

In some cases an officer making removals must show specific causes and give the person whose removal is sought an opportunity to be heard; in other cases a statement of the reasons for the removal of an officer must be filed somewhere as a matter of record only, without affording the person removed an opportunity to be heard.

Not Consistent with Provisions Governing Appointments

In order to illustrate graphically the system of appointments and removals, so far as the definition and enforcement of responsibility are concerned, a third chart has been prepared which is designed to show both these relations (p. 42). On this chart the methods of removal are shown at the bottom of the lines running to symbols showing sixteen different methods of appointment. To show these in combination, by a more general grouping, Chart IV, p. 44a, has also been prepared. Reference is made to the same list of departments and offices as far as the methods of removals could be ascertained within the time available.

PROVISIONS RELATIVE TO THE TENURE OF PUBLIC AGENTS

In seeking to secure responsiveness, responsibility and efficiency in government, the matter of the tenure of public agents becomes of prime importance, and calls for consideration with reference to constructive standards rather than the idea of preventing usurpation on the part of a hereditary monarch.

Responsiveness required that the government should accurately reflect popular opinion on all fundamental matters. Changes in that opinion will have no necessary relation to the rotation of the earth. on its axis or around the sun, and to secure responsiveness, therefore, it is not imperative that elections should be held every year or every two years. If a government truly represents the electorate, there is no theoretical reason why it should be subjected to the interruption incident to a campaign or the course of industry and business should be disturbed. by an election which leaves the same party in power.

CHART ABOVE. KEY TO CHART III.-SHOWING LACK OF CORRESPONDENCE BETWEEN APPOINTMENT AND REMOVAL. THE HEAVY FACED NUMBERS REFER TO LINES ON

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9-Dept. Agriculture 10-Dept. Architecture

11-Saratoga Springs State Reserv. Commn. 12-Watkins Glen Reserv. Commn. 13-Palisades Interstate Pk. Commn. 14-Commn. Prom. Uniformity Legis. U. S. 15 State Civil Service Commn. 16-Commn. State Reserv. (Niagara) 17-Newtown Battlefield Commn. 18-State Hosp. Commn. 19-Bd. Claims

20-Bd. Tax Commissioners

21

J Bd. Mgrs. Reformatory (Elmira)

Bd. Mgrs. East N. Y. Reformatory (Napanoch) 22-Bd. Mgrs. Agr. and Industr. Sch. (Industry) 23-Bd. Mgrs. Sch. Blind (Batavia)

24-Bd. Trust. Washington H'dq't'rs (Newburgh) 3-Removed as appointed

1-Prison Dept.

2-Dept. Public Works

3-Dept. Highways

4-Fire Island State Park Commn.

5-Public Service Commn. (1st Dist.) 6-Public Service Commn. (2nd Dist.) 7-State Commn. Prisons

8-Conservation Dept. (Commn.) 9-State Bd. Port Wardens

10 State Bd. Public Charities

11-Bd. Mgrs. West. Home Refuge Women (Albion)
12-Bd. Mgrs. Reformatory Women (Bedford)
13-Bd. Mgrs. Training School Girls (Hudson)
14-Bd. Mgrs. Indust. Farm Colony (Green Haven)
15-Bd. Mgrs. Train. School Boys (Yorkt'n H'ghts)
16-Bd. Mgrs. Reformatory, Misdemeanants
17-Bd. Mgrs. Rome Custodial Asylum

18-Bd. Mgrs. Cust. Asy. F'blem'ded Women (Newark)
19-Bd. Mgrs. Letchworth Village (Thiells)
20-Bd. Mgrs. Inst. Feebleminded Children
21-Bd. Mgrs. Craig Colony Epileptics (Sonyea)
22-Bd. Mgrs. Hosp. Care Crippled Children
23-Bd. Mgrs. Hosp. Treat. Incip. Tuberculosis
24-Bd. Mgrs. Women's Relief Corps Home (Oxford)
25-Bd. Mgrs. Thomas Indian Sch. (Iroquois)
26-Bd. Mgrs. Utica State Hosp.

27-Bd. Mgrs. Willard State Hosp.
28-Bd. Mgrs. Hudson River State Hosp.

29-Bd. Mgrs. Middletown Homeo. State Hosp.
30-Bd. Mgrs. Buffalo State Hosp.

31-Bd. Mgrs. Binghamton State Hosp.
32-Bd. Mgrs. St. Lawrence State Hosp.
33-Bd. Mgrs. Rochester State Hosp.

34-Bd. Mgrs. Gowanda State Homeo. Hosp.
35-Bd. Mgrs. Mohansic State Hosp.
36-Bd. Mgrs. Long Island State Hosp.

37-Bd. Mgrs. Kings Park State Hosp.

38-Bd. Mgrs. Manhattan State Hosp.

39-Bd. Mgrs. Central Islip State Hosp.

40-State Supt. Elections

41-Fiscal Supervisor State Charities

4 RMVD. GOV. (THO. APPTD. OTHERWISE)

1-Militia (Maj. Gen.)

2-Bd. Trust. State Agr. Exp. Sta. (L. I.)

5 Rmvd. sen. rec. gov.

1-Bronx Parkway Commn.

2-State Supt. Weights and Measures

APPTD. P'T JOINT LEGIS., P'T EX-OFF. 6-Rmvd. p't rp'l act apptg. p't as apptd.

1-Bd. Trust. Inst. Study Malig. Diseases

APPTD. GOV., ASSEMB., SEN.
7-Rmvd. p't by rp'l act apptg. p't as apptd.

1-Commn. Invest. Housing Cond. Cities 2nd Cl.

8-Removed as appointed

1-N. Y. State Factory Investigating Commn.

9 Rmvd. gov. alone (tho. apptd. otherwise) 1-Panama-Pacific Exp. Commn.

2-Treaty Ghent Commn.

APPTD. JOINT LEGIS. APPR.GOV.

10-Rmvd. r'p'l act apptg.

1-Curtis Monument Commn.

2-Irish Brigades Monument Commn.

APPTD. JOINT LEGIS.
11-Removed as appointed

1-Bd. Statutory Consolidation 12-No removal provision specified

1-Am. Scenic and Hist. Preserv. Soc.
2-N. Y. State Hist. Asso.
3-German-American Alliance
4-Comm. D. A. R., N. Y. State
5-Mahwenaswasigh Chap. D. A. R.
6-Mt. McGregor Memorial Asso.
7-Johnstown Hist. Soc.
8-Bd. Regents (Ed. Dept.)

13-Rmvd. p't by r'p'l act apptg. p't as apptd.

1-Perry Victory Centennial Commn.

APPTD. P'T GOV. ADV. CONS. SEN. P'T EX-OFF. 14-Rmvd. p't by r'p'l act apptg. p't by sen on rec.gov. 1-Bd. Trust. State Sch. Agr. (Morrisville)

2-Bd. Control State Sch. Agr. and Dom. Sci. (Delhi) 3-Bd. Parole State Prisons

4-Bd. Trust. Soldiers and Sailors Home (Bath) 15-Removed as appointed

1-Workmen's Compensation Commn.

APPTD. P'T GOV., MAYOR N. Y., P'T EX-OFF. 16-Rmvd. p't r'p'l act apptg. p't as apptd.

1-N. Y. Bridge and Tunnel Commn. APPTD. GOV. ALONE 17-Removed as appointed

1-Voting Machine Commn.

2-State Racing Commn.

3-N. Y. State Athletic Commn.
4-Commn. for Blind

5-Commn. Invest. Prov. Mentally Def.

6-Ketchum Memorial Commn.

7-Commissioner Index Session Laws
8-Commn. Fed. Legis. Alien Insane

9 Commn. Invest. Port Conditions N. Y. Harbor 10-Bd. Embalming Examiners

11-Bd. Exam. F'blem'ded Criminal, other Def.
12-Bd. Trust. (Schuyler Mansion)
13-Miscellaneous Reporter
14-Harbor Masters

15 Spel. Exam. and Appraiser Canal Lands APPTD. P'T BY GOV., STATE B'D CHAR., COMM. P'T EX-OFF.

18-Rmvd. p't r'p'l act apptg. p't as apptd.
1-State Probation Commn.

APPTD. P'T GOV., P'T EX-OFF.
19-Rmvd. p't r'p'l act apptg. p't sen. rec. gov.

1-Bd. Trust. State Coll. Forestry (Syracuse)
20-Rmvd. p't r'p'l act apptg. p't as apptd.
1-Bd. Gov. State Nautical School

21-Removed as appointed

1-N. Y. State Fair Commn.

22-Rmvd. sen. rec.gov.

1-Adv. Bd. Promotion Agr.

2-Bd. Trust. Schoharie State Sch. Agr.

3-State Bd. Geographic Names

PRIS

4-N. Y. Mon. Comm. Gettysb'g, Chatt., Antietam

23-Rmvd. p't r'p'l act apptg. p't gov. (tho. apptd. otherwise 1-Bd. Trust. State Sch. Agr. (L. I.)

2-Const. Conv. Commn.

3-Commn. Revise and Codify Tax Laws

4-25th N. Y. Vol. Cav. Monument Commn.

APPTD. FISC. SUPVSR.: SUPT. AS CH'RM'N. CH'RM'N
MEET. SUPTS.
APPTS. 2 STWRDS., ANN.
APPTS. 3 OWN M'B'RS.

24-Rmvd.gov. (tho. apptd. otherwise)
1-Joint Pur. Comm. Charitable Inst.
WHOLLY EX-OFFICIO

25 Removed as appointed

1-Bd. Estimate

2-State Printing Bd.
3-State Bd. Canvassers

4-State Bd. Equalization

5-State Bd. Classification

6-Bd. Retirement State Hosp. Employees
7-Canal Bd.

8-Trust. Public Bldgs. (Bd.) '

9 Salary Classification Commn.

10-Building Improvement Commn.

11-Commn. Sites, Grounds, Buildings

12-Commissioners Canal Fund

13-Commissioners Land Office

14-Battleship "New York" Silver Service Commn.

26-Rmvd. repeal act apptg.

1-Dept. Public Bldgs. (Supt.)

27-No rmvl. prov. specified

1-Custodian Saratoga Monument

SELF-PERPET. P'T (NON-STATE OFF.) P'T EX-OFF. 28-Rmvd.p'tr'p'l act apptg. p't gov. (tho. apptd. othewise) 1-Bd. Mgrs. Soc. Ref. Juv. Del. N.Y.C. (Randall's Is.) APPOINTED COURT APPEALS 29-Removed as appointed

1-State Bd. Law Examiners

2-State Reporter

APPTD. APPELLATE DIV. SUPREME COURT 30-Removed as appointed

1-Supreme Court Reporter

43

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