X. CONTROL OF RESPONDENT (a) Is respondent controlled by any individual, corporation, association of individuals or corporations, or other agency? 1. By whom controlled? 2. Manner of control'. 3. Extent of control__ 4. If entry under (1) does not indicate where control ultimately lies, trace the line of control through any intermediaries in such way as clearly to show ultimate control... (b) Is respondent jointly controlled by any individuals, corporations, associations of individuals or corporations, or other agencies? 1. By whom controlled? 2. Manner of control 1 3. Extent of control. 4. If entry under (1) does not indicate where control ultimately lies, trace the line of control through any intermediaries in such way as clearly to show ultimate control.... ΧΙ Give the information indicated below for the 30 security holders of respondent who, as to each class of security shown in answer to Question VII had the highest voting powers on June 30, 1931, or the date nearest thereto for which information is available.3 If not shown elsewhere, give in footnote the holdings of any party listed, of other stock or rights in stock (or other securities having actual or contingent voting rights) of respondent. Space is afforded on this questionnaire for the 30 highest holders of common stock. Fill out on separate sheets the 30 highest holders of each other kind of stock having actual or contingent voting rights. Common stock, if having voting rights Name of security holder • Office address (street and city) Number of votes to which entitled [Spaces left for 30 entries] • If stock is held in trust, give the particulars of the trust. If other than through title to stock, explain fully. Indicate clearly the nature of any voting trust or similar arrangement. "Joint control is that which rests in two or more persons, corporations, or other associations and which was acquired through the same act or transaction or series of acts or transactions, or in pursuance of an agreement or arrangement between the controlling parties." (Interstate Commerce Commission, Annual Report, Form A.) * Indicate also any holders of options or other contractual rights in respondent's securities who by exercise of such rights would have been included among the 30 having the highest voting powers on June 30, 1931. XII Furnish the following information as to each member of respondent's board of directors: Furnish the following information as to each of respondent's general officers i. e., president, vice presidents, secretary, treasurer, and general counsel, if not included in answers to questions Nos. XI and/or XII. Respondent's holdings of, or contractual rights in, stocks (or other securities having actual or contingent voting rights) of other public utility operating and holding companies, as of June 30, 1931. (Space is allowed in this questionnaire for one such company. Respondent will supply sheets filled out in same form for others.) Public utility operating and holding companies in which respondent has control or interest otherwise than through voting or contractual rights in stocks. (Space is allowed in this questionnaire for one such company. Respondent will supply sheets filled out in same form for others.) Name of company. Nature of business. Extent of control.. If control is indirect, names of intermediaries. Others with whom control is jointly held 3 1 Describe any security, other than stock, on which voting rights attach. For definition of joint control, see question No. X. For definition of joint control, see question No. X. XVI State what reports have been made by your company during the past three ears to agencies of the Federal Government excepting to the Federal Power Commission. XVII Furnish copy of latest annual report to stockholders. An original and four copies of this return shall be mailed or delivered to the ederal Power Commission, Washington, D. C., on or before September 15, 1931. The original shall be accompanied by the usual form of affidavit, signifying that, o far as based on information within the command of respondent, the return correct to the best of respondent's knowledge, information, and belief; shall e signed by an executive officer of the respondent having knowledge of the atters therein set forth; and shall show among other things that such officer duly authorized to file the return. Each copy shall bear the date and signares that appear in the original and shall be complete in itself. The signatures the copies may be stamped or typed, and the affidavit may be omitted. FEDERAL POWER COMMISSION. AUGUST 8, 1931. APPENDIX F MEMBERSHIP OF THE COMMISSION For the War Department: FISCAL YEAR 1921 Hon. Newton D. Baker, chairman, July 1, 1920, to March 4, 1921. Hon. John W. Weeks, chairman, March 5 to June 30, 1921. For the Interior Department: Hon. John Barton Payne, July 1, 1920, to March 4, 1921. For the Department of Agriculture: Hon. Edwin T. Meredith, July 1, 1920, to March 4, 1921. For the War Department: FISCAL YEAR 1925 Hon. John W. Weeks, chairman. For the Interior Department: Hon. Hubert Work. For the Department of Agriculture: Hon. Henry C. Wallace, July 1 to October 25, 1924. Hon. Howard M. Gore, November 22, 1924, to March 4, 1925. Hon. William M. Jardine, March 5 to June 30, 1925. For the War Department: FISCAL YEAR 1926 Hon. John W. Weeks, chairman, July 1 to October 13, 1925. Hon. Dwight F. Davis, chairman, October 14, 1925, to June 30, 1926. For the Interior Department: Hon. Hubert Work. For the Department of Agriculture : Hon. William M. Jardine. |