INTERSTATE AND FOREIGN COMMERCE NINETY-FOURTH CONGRESS SECOND SESSION ON H.R. 12981 and H.R. 13737 BILLS TO AMEND THE INVESTMENT ADVISERS ACT OF COMMITTEE ON INTERSTATE AND FOREIGN COMMERCE HARLEY O. STAGGERS, West Virginia, Chairman TORBERT H. MACDONALD, Massachusetts JOHN E. MOSS, California JOHN D. DINGELL, Michigan PAUL G. ROGERS, Florida LIONEL VAN DEERLIN, California W. S. (BILL) STUCKEY, JR., Georgia RICHARDSON PREYER, North Carolina WILLIAM M. BRODHEAD, Michigan JAMES J. FLORIO, New Jersey ANTHONY TOBY MOFFETT, Connecticut JIM SANTINI, Nevada ANDREW MAGUIRE, New Jersey MARTIN A. RUSSO, Illinois SAMUEL L. DEVINE, Ohio JAMES T. BROYHILL, North Carolina JOHN Y. MCCOLLISTER, Nebraska H. JOHN HEINZ III, Pennsylvania W. E. WILLIAMSON, Clerk Report of Securities Investor Protection Corp., on H.R. 12981_. Augenblick, Robert L., president, Investment Company Institute__. Bauman, W. Scott, Ph. D., executive director, Institute of Chartered Financial Analysts, and professor of business administration, Broome, O. Whitfield, Jr., Ph. D., examinations, ICFA, assistant 17 Hills, Roderick M., Chairman, Securities and Exchange Commission__ Jones, Anne P., Director, Division of Investment Management, Securi- Lilley, Theodore F., president, Financial Analysts Federation_. Mostoff, Allan S., former Director, Investment Management Regula- tion, Securities and Exchange Commission____ Potts, Ramsay D., counsel, Investment Counsel Association of Spolter, Seymour, Special Counsel, Division of Investment Manage- ment, Securities and Exchange Commission____ Stern, Walter P., senior vice president, Capital Research Co., and president, the Institute of Chartered Financial Analysts---- Thielbar, Henry B., past president and governor, Investment Counsel 97 American Bankers Association, Robert L. Bevan, associate Federal Association of Bank Holding Cos., Forrest J. Prettyman, general Investment Company Institute; attachments to Mr. Augenblick's Exhibit 1-Memorandum and amendment to require uniformity (III) 63 |